BROKERAGE

As a Registered Representative with WIS you can leverage the depth of our Operations and Trading Department in many different ways.

We assist our Advisors with back office tasks, such as check requests, journals, wires, account opening and account transfer services. Our agency trade execution desks ensure that client accounts of all sizes and investment status can trade with speed and flexibility.

Our Operations and Trading groups are experienced and well-trained professionals who recognize the importance of efficiency and timeliness of your requests.

By selecting your respective clearing firm, you can find additional information and helpful steps on a variety of business processes.

INSURANCE Quick Links

Highland Capital Brokerage

 

INSURANCE Quick Links

Producer's Choice Network

 

QUICK LINKS
CONTACT INFO
  • Bond Support: 866.746.7075
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QUICK LINKS

Fidelity:

2020 Fidelity Tax Information

Pershing:

2020 Pershing Tax Information

Wedbush:

2020 Wedbush Tax Statement Mailing Dates:

  • 1099R - February 1, 2021
  • 1099R Consolidated - February 8-16, 2021
  • 480.6 (PR) - March 1, 2021
  • 1042-S - March 16, 2021
  • 5498 - May 31, 2021

WIS:

QUICK LINKS

QUICK LINKS

WHO IS AML?

Isela Ortega-Wu, CAMS

Courtney Valek, CFE, CAMS

Department Mailbox

Manuals