

BROKERAGE
As a Registered Representative with WIS you can leverage the depth of our Operations and Trading Department in many different ways.
We assist our Advisors with back office tasks, such as check requests, journals, wires, account opening and account transfer services. Our agency trade execution desks ensure that client accounts of all sizes and investment status can trade with speed and flexibility.
Our Operations and Trading groups are experienced and well-trained professionals who recognize the importance of efficiency and timeliness of your requests.
By selecting your respective clearing firm, you can find additional information and helpful steps on a variety of business processes.
![]() |
INSURANCE Quick Links
CPS Insurance Services Highland Capital Brokerage Producer's Choice Network TruChoice Financial Group |
![]() |
INSURANCE Quick Links
CPS Insurance Services
|
![]() |
INSURANCE Quick Links
Highland Capital Brokerage
|
![]() |
INSURANCE Quick Links
Producer's Choice Network
|
![]() |
INSURANCE Quick Links
TruChoice Financial Group |
![]() |
ADVISORY QuickLinks Advisory Services
Black Diamond Recorded Training eMoney Recorded Training
Practice Management Resources |
![]() |
BLACK DIAMOND QuickLinks
ADVISORY SERVICES BLACK DIAMOND SUPPORT BLACK DIAMOND RECORDED TRAINING
|
![]() |
FIDELITY clearing & custody solutions QuickLinks
|
![]() |
Quick Links
PROGRAM AT PERSHING Black Diamond Recorded Training eMoney Recorded Training |
![]() |
QUICK LINKS
|
![]() |
CONTACT INFO
|
![]() |
QUICK LINKS
Direct Business Processing |
![]() |
QUICK LINKS |
![]() |
QUICK LINKS
FORMS & MANUALS
Direct Business Processing |
![]() |
QUICK LINKS |
![]() |
QUICK LINKS
Trading |
![]() |
QUICK LINKS
COMPLIANCE |
![]() |
QUICK LINKS
COMPLIANCE |
![]() |
QUICK LINKS
Fidelity:
2020 Fidelity Tax Information
Pershing: 2020 Pershing Tax Information Wedbush: 2020 Wedbush Tax Statement Mailing Dates:
WIS: |
![]() |
QUICK LINKS
IT Quick Reference Guide |
![]() |
QUICK LINKS WHO IS AML? Isela Ortega-Wu, CAMS
Courtney Valek, CFE, CAMS
Department Mailbox Manuals |