New Issues and IPOs

In a continued effort to increase investment opportunities for our advisors, WIS has expanded the Trading division to include a dedicated Syndicate Manager, Kim Addarich.

Kim brings over 20 years of experience in the Equity Capital Markets/Syndicate arena and is a current member and former President of the Women’s Syndicate Association, as well as an Advisory Board Member.

She is licensed in General Securities as well as being a Registered Principal, Investment Banking and Operational Professional.

Kim is based in New York City, and has spent several years building an Equity Syndicate business in her roles as Syndicate Manager before coming to WIS.

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Highland Capital Brokerage

 

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  • Bond Support: 866.746.7075
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Trading

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Fidelity:

2020 Fidelity Tax Information

Pershing:

2020 Pershing Tax Information

Wedbush:

2020 Wedbush Tax Statement Mailing Dates:

  • 1099R - February 1, 2021
  • 1099R Consolidated - February 8-16, 2021
  • 480.6 (PR) - March 1, 2021
  • 1042-S - March 16, 2021
  • 5498 - May 31, 2021

WIS:

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WHO IS AML?

Isela Ortega-Wu, CAMS

Courtney Valek, CFE, CAMS

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