OCTOBER 2019

Event Date & Time

Event Type

Event Host

Event Information

*Times indicate PST

Monday

October 7, 2019

5:00 a.m. to 5:47 a.m.

Pershing BrightTALK

The Ethics of Machine Learning and Artificial Intelligence

AI will enable breakthrough advances in areas like healthcare, agriculture, education and transportation; it’s already happening in many ways. But new technology also inevitably raises complex questions and broad societal concerns.

Monday

October 7, 2019

6:00 a.m. to 7:15 a.m.

Pershing BrightTALK

Rethinking value: A smarter approach to global defensive equities

Being a value investor during the longest equity bull market on record has been a brutal undertaking. Amplified by extraordinary monetary stimulus from central banks, growth-driven glamour stocks have flourished over the past decade. Meanwhile, digital transformation has caused some cheap stocks in certain industries to become ‘falling knives’ in terminal decline.

Monday

October 7, 2019

8:00 a.m. to 9:00 a.m.

Pershing BrightTALK

The Brave New Worlds of Wellness and Health Care Management

This session brings together two recognized and seasoned experts to discuss how both wellness practices and holistic health care management are driving better outcomes for individuals.

Given the ever escalating cost of health care, it has become obvious to many that staying healthy and efficiently managing health care needs is the only way forward. The intersection of these realms is an intense focus on the individual being served with a game plan uniquely fitted to his/her particular needs.

Monday

October 7, 2019

8:00 a.m. to 9:00 a.m.

Pershing BrightTALK

[PANEL] Human and Machine: Security Friends or Foes

In a world facing a shortage of skilled security professionals, organizations are turning to AI and machine learning-based solutions to combat today’s threats.

Monday

October 7, 2019

8:00 a.m. to 9:00 a.m.

Pershing BrightTALK

There’s Beauty in the Struggle: A Conversation with Mandy Gilbert

There’s Beauty in the Struggle: How Mandy Gilbert Overcame Challenges to Build a $10m Business

Mandy Gilbert is an entrepreneur, CEO, speaker, writer and investor. In 2002, she started Creative Niche, a recruitment firm on $8,000. Today, it brings in more than $10m in sales and has placed thousands of creative, digital, and marketing talent across North America. In 2015, Mandy Co-founded RED Academy, a design and technology college that employs 50+ staff across its campuses and has done more than $4m in impact work.

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Monday

October 7, 2019

10:00 a.m. to 11:00 a.m.

Pershing BrightTALK

Top 5 Supervisory Failures and How to Avoid Them

You’ve seen the headlines:
• SEC Fines Citi $10.5 Million for Inaccurate Records and Supervision Violations
• New York Broker-Dealer Fined $1.25 Million by SEC
• Brokers Face Over $80,000 in Avoidable Fines

And, that is just in the last 5 months!

Today, compliance officers at broker-dealer and investment advisory firms are challenged by supervisory review like never before. The SEC/FINRA/IIROC scrutiny over supervisory practices has never been higher, while many firms continue to rely upon supervisory tools that were designed for email over a decade ago.

Tuesday

October 8, 2019

3:00 a.m. to 4:00 a.m.

Pershing BrightTALK

Motivating Millennials

In 2017, millennials comprised 35% of the UK workforce. By 2020, they are projected to represent an astounding 50% of the total global workforce.  They bring wants and needs which differ greatly to previous generations, and hold more bargaining power than ever before in the labour marketplace.

With that in mind, companies and business leaders need to be made aware of how to harness that power in their favour. Nazma Qurban, Chief Revenue Officer at Cognism, has built a high-performing sales team that is made up of 98% millennials.

Tuesday

October 8, 2019

5:00 a.m. to 5:26 a.m.

Pershing BrightTALK

Keep Your AI Under Control – Governance of AI

Artificial Intelligence (AI) is becoming widespread and will reach the mainstream soon. With its increasing capabilities, however, how do we ensure that AI keeps doing what we want it to do? What governance frameworks, standards and methods do we have to control AI such that it stays within the bounds of what it was designed for?

Tuesday

October 8, 2019

6:00 a.m. to 6:45 a.m.

Pershing BrightTALK

Delivering strong returns from UK Equities, Responsibly

It’s a common misconception that investors have to forego some returns to invest in line with their principles. The strong performance of our UK Responsible Funds firmly belies this view. Catherine will discuss BMO’s long heritage in responsible investing, her investment process and show that businesses with good quality fundamentals and strong responsible credentials can be a winning combination

Tuesday

October 8, 2019

6:00 a.m. to 7:15 a.m.

Pershing BrightTALK

Rethinking value: A smarter approach to global defensive equities

Being a value investor during the longest equity bull market on record has been a brutal undertaking. Amplified by extraordinary monetary stimulus from central banks, growth-driven glamour stocks have flourished over the past decade. Meanwhile, digital transformation has caused some cheap stocks in certain industries to become ‘falling knives’ in terminal decline.

Tuesday

October 8, 2019

6:30 a.m. to 7:30 a.m.

Pershing BrightTALK

Alternative Investments: Art Advisory Pt 3

Investors seeking alternative investments are exposed to more risk than regular investments. Especially in the high-touch art world, having a professional advise on the intricacies of the industry is critical to investing.

Tuesday

October 8, 2019

10:00 a.m. to 11:00 a.m.

Pershing BrightTALK

How AI Can Increase the Efficiency of Your SOC

AI is becoming increasingly important in cyber security – while the involvement of humans remains ever more critical. According to Deloitte’s 2019 Global Human Capital Trends, most organizations expect to increase use of AI over the next three years. This increased adoption of AI is creating many more alerts. And although there is an increase in security spend it’s not enough to cover the explosion of information alerts and threat techniques – without using AI for efficiency.

Tuesday

October 8, 2019

11:00 a.m. to 12:00 p.m.

Pershing BrightTALK

The 8 Skills You’ll Need to Thrive in The Future of Work

“Robots are going to take our jobs! Computers will be smarter than us! Humans won’t need to speak to each other anymore!”

While the foreseeable future won’t be quite as daunting as these drastic sentiments, there will be major shifts in the workplace over the coming years due to changes in technology and consumer needs. As roles and responsibilities change to fit into the Future of Work, the question we’re all asking ourselves is “what role will humans play in an increasingly automated workplace?”

Wednesday

October 9, 2019

4:00 a.m. to 5:00 a.m.

InvestmentNews

Guide to the Markets Q4 webconference

Join Karen Ward, Chief Market Strategist for EMEA, as she explores the key trends and themes that are likely to shape the global markets in the coming months.

Karen will be joined by Richard Titherington, Chief Investment Officer and head of the Emerging Markets and Asia Pacific (EMAP) Equities team, who will highlight the various investment opportunities which can provide quality exposure to this exciting asset class.

Wednesday

October 9, 2019

10:00 a.m. to 11:00 a.m.

InvestmentNews

How to achieve GRC maturity using ServiceNow? – Part 3

Stage-3 of this GRC webinar series is – Predict and Prioritize Risks.

From this session you can:
· Get an executive view into compliance requirements, monitor enterprise compliance and demonstrate compliance with policies and external standards and regulatory requirements
· Use the risk dashboard to prioritize and respond to risks
· Get insights on enterprise risks
· Plan and execute audit engagements
· Report and track audit observations
· Get a view of audit results and engagement breakdowns by task, allowing areas of concern to be identified quickly

Thursday

October 10, 2019

8:00 a.m. to 8:59 a.m.

Webcast

Register Now >>>

 

Pershing BrightTALK

[PANEL] Data Governance & Compliance Strategy in the GDPR Era

Two months after the implementation of GDPR and many companies are still struggling to address the challenges of stricter compliance requirements and regulations. With data-generated revenue on the line, ensuring a firm handle on your businesses’ approach to data governance and compliance will help ease the transition into the new GDPR era and keep your data flowing.

Thursday

October 10, 2019

11:00 a.m. to 12:00 p.m.

Webcast

Register Now >>>

CE Credit Approved

InvestmentNews

How small caps could be the big difference

With market conditions remaining tumultuous, savvy advisors are searching for opportunities that can make a real difference in client portfolios. Now more than ever, advisors need a well-balanced portfolio and growth from every corner.

Monday

October 14, 2019

11:00 a.m. to 12:00 p.m.

Webcast

Register Now >>>

CE Credit Approved

InvestmentNews

Trends in adviser compensation & staffing: New findings from IN Research

This exclusive InvestmentNews
webcast will reveal key findings from the just-launched 2019 Adviser Compensation & Staffing Study.InvestmentNews
’ Research team, along with a panel of experts, will highlight how adviser compensation levels are changing – and reveal the drivers of recent and future changes in industry pay practices.

Tuesday

October 15, 2019

3:00 a.m. to 4:00 a.m.

Pershing BrightTALK

Q4 multi-asset outlook

David Vickers, Senior Portfolio Manager at Russell Investments, will review Q3 and outline how the team are positioning the portfolios against the backdrop of global market uncertainty going into Q4.

Tuesday

October 16, 2019

6:00 a.m. to 7:00 a.m.

Pershing BrightTALK

The WealthTech Talks: Client lifecycle management for wealth mgmt – What is it?

Wealth management is a business that has been built on a history of personal relationships, a deep understanding of the client and the allure of a highly personalised service. Historically, however, that model has been highly dependent on individuals and particularly relationship managers and featured little in terms of real process, workflow and focused technological support.

Tuesday

October 16, 2019

9:00 a.m. to 10:00 a.m.

Pershing BrightTALK

Get to the Point! Communicate More By Saying Less

Do you do most of the talking? Do you take too long to get your point across? Do you allow the conversation to go down a rabbit hole?

Tuesday

October 22, 2019

4:00 a.m. to 4:45 a.m.

InvestmentsNews

The InvestmentNews Women Adviser Summits

Invest in your business, your brand and yourself.

The InvestmentNews Women Adviser Summit, a one-day workshop now held in six cities due to popular demand, is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level.

Tuesday

October 22, 2019

4:00 a.m. to 4:45 a.m.

BrightTALK

The EU Taxonomy

The latest developments on the EU Action Plan: Part 1

This summer, the EU’s Technical Expert Group on Sustainable Finance (TEG) is gathering market feedback on its plans for a green taxonomy, green bond standards and low-carbon benchmarks.

To discuss the response and provide an update on the three initiatives – as well as the other parts of the Action Plan – RI will be joined by leaders from the TEG and the European Commission for a four-part webinar series.

Wednesday

October 23, 2019

Lombard, IL

Workshop

Register Now >>>

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Wednesday

October 23, 2019

4:00 a.m. to 4:30 a.m.

BrightTALK

A European Green Bond Standard

The latest developments on the EU Action Plan: Part 2

This summer, the EU’s Technical Expert Group on Sustainable Finance (TEG) is gathering market feedback on its plans for a green taxonomy, green bond standards and low-carbon benchmarks.

To discuss the response and provide an update on the three initiatives – as well as the other parts of the Action Plan – RI will be joined by leaders from the TEG and the European Commission for a four-part webinar series.

Wednesday

October 23, 2019

11:00 a.m. to 12:00 p.m.

BrightTALK

Reducing Tech Debt in Financial Institutions

Financial Services organizations are locked in an ongoing race to meet customer demand for technology applications that make their services more appealing. These slick new features give them leverage to retain and acquire customers. In the rush to overlay more features, companies are creating a mountain of “Tech Debt.” This technology race has IT staff pitted in a daily firefighting position just to keep financial organizations running in real time.

Tuesday

October 29, 2019

7:00 a.m. to 8:15 a.m.

eMoney

Why farmland now: A durable store of value and return through market cycles

Hear from Nuveen, the world’s largest manager of farmland assets about how farmland can play an important role within an institutional portfolio and why now is a good time to invest.

Tuesday

October 29, 2019

11:00 a.m. to 12:00 a.m.

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Tuesday

October 29, 2019

11:00 a.m. to 12:00 a.m.

eMoney

October Product Release Update

Learn about the latest eMoney features, enhancements coming soon, and how to incorporate them into your practice.

Wednesday

October 30, 2019

8:00 a.m. to 9:30 a.m.

Pershing BrightTALK

Moving the dial on ESG in Real Estate

Amanda Young, Head of Global ESG Investment Research, and Dan Grandage, Head of ESG in Real Estate, discuss how and why it is important to include ESG into your portfolio construction and how it has been incorporated with Real Estate investing at Aberdeen Standard Investments.

Wednesday

October 30, 2019

9:00 a.m. to 10:00 a.m.

Pershing BrightTALK
Women in Business

The Power of Presence

In this webinar, Leah Marone, a psychotherapist, discusses the differentiation between stress and anxiety — and provided tools to help reduce symptoms in the moment. She will emphasize the importance of being proactive rather than reactive and will show you how to gain more self-awareness and create a higher level of life balance. She will also share the benefits of being present and how to incorporate mindfulness practices into any routine.

NOVEMBER 2019

Event Date & Time

Event Type

Event Host

Event Information

*Times indicate PST

Tuesday

November 6, 2019
Minneapolis, MN

Workshop

Register Now >>>

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Thursday

November 8, 2019
Minneapolis, MN

Workshop

Register Now >>>

eMoney

Advisor Roundtable Workshop

Reserve your seat at the Advisor Roundtable to uncover strategies for leading more engaging prospect and client meetings that showcase your value and the eMoney digital service offering.

Monday

November 18, 2019
San Diego, CA

Workshop

Register Now >>>

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Tuesday

November 19, 2019
New York City

InvestmentsNews

The InvestmentNews Women Adviser Summits

Invest in your business, your brand and yourself.

The InvestmentNews Women Adviser Summit, a one-day workshop now held in six cities due to popular demand, is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level.

Monday

November 20, 2019
Cincinnati, OH

Workshop

Register Now >>>

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Monday

November 20, 2019
Radnor, PA

Workshop

Register Now >>>

eMoney

Platform Essentials Workshop

Learn how to onboard a client, deliver a differentiated client experience, and develop a financial plan – quickly and efficiently. 

Thursday

November 21, 2019

10:00 a.m. to 11:00 a.m.

Pershing BrightTALK

U.S. Banks and Data Privacy: CCPA, GDPR, and Beyond

Gartner includes data ethics and privacy on their list of the top 10 strategic technology trends of 2019, placing these issues on the same level as AI-driven development, blockchain, and edge computing.With the enforcement of GDPR in May 2018, the enactment of the California Consumer Privacy Act (CCPA) one month later, and other state and federal data privacy proposals not far behind, financial institutions of all sizes are having to devote time, personnel, and resources to the task of getting a handle on their data practices.

Friday

November 22, 2019
Radnor, PA

Workshop

Register Now >>>

eMoney

Advisor Roundtable Workshop

Reserve your seat at the Advisor Roundtable to uncover strategies for leading more engaging prospect and client meetings that showcase your value and the eMoney digital service offering.

Tuesday

November 26, 2019

11:00 a.m. to 12:00 a.m.

eMoney

November Product Release Update

Learn about the latest eMoney features, enhancements coming soon, and how to incorporate them into your practice.

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